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FOX BIZ NEWS: SEC charges JPMorgan unit Neovest for operating as unregistered broker-dealer


SEC charges JPMorgan unit Neovest for operating as unregistered broker-dealer



The Securities and Exchange Commission said it has charged Neovest Inc., a JPMorgan Chase & Co. unit that provides an electronic-trading platform, for operating as an unregistered broker-dealer.

via FOX BUSINESS NEWS https://ift.tt/3x5zDgA
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